25.12.5
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SR
Silvio Rocha
12 Credentials
Intro to Financial Markets
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Intro to Financial Markets
Credential #86593482 Awarded on November 9, 2023 to
Intro to Financial Markets
November 9, 2023
Wall Street Prep
Fixed Income Trading & Bonds
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
Credential #86595438 Awarded on
Silvio Rocha
For Successful Completion of
Fixed Income Trading & Bonds
November 9, 2023
to
Fixed Income Trading & Bonds
November 9, 2023
Wall Street Prep
Economics & Role of Central Bank
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 2 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Economics & Role of Central Bank
Credential #86596064 Awarded on November 9, 2023 to
Economics & Role of Central Bank
November 9, 2023
Wall Street Prep
Money Markets
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Money Markets
Credential #86640476 Awarded on November 9, 2023 to
Money Markets
November 9, 2023
Wall Street Prep
Matan Feldman
Silvio Rocha
In order to demonstrate successful completion of all requirements of the following training program
Equities Markets (EMC©)
Credential # 80568479
The Board of Directors of Wall Street Prep awards this certification to
Chair of the Board
Issued on August 24, 2023
Founder & CEO
Paul Shaw
CPE Credits Earned: 9.5, NASBA Field of Study: Finance, Delivery Method: QAS Self-Study
Equities Markets (EMC©)
August 24, 2023
Wall Street Prep
Equity Futures and Delta One
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Equity Futures and Delta One
Credential #80500763 Awarded on August 24, 2023 to
Equity Futures and Delta One
August 24, 2023
Wall Street Prep
Hedge Fund Strategies
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Hedge Fund Strategies
Credential #80505151 Awarded on August 24, 2023 to
Hedge Fund Strategies
August 24, 2023
Wall Street Prep
Securities Lending and Prime Brokerage
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Securities Lending and Prime Brokerage
Credential #80568477 Awarded on August 24, 2023 to
Securities Lending and Prime Brokerage
August 24, 2023
Wall Street Prep
Equity Valuation
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1.5 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Equity Valuation
Credential #80417938 Awarded on August 23, 2023 to
Equity Valuation
August 23, 2023
Wall Street Prep
Equity Indices, Asset Managers and ETFs
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 2 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Equity Indices, Asset Managers and ETFs
Credential #80422342 Awarded on August 23, 2023 to
Equity Indices, Asset Managers and ETFs
August 23, 2023
Wall Street Prep
Cash Equities
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1 | Field of Study: Finance
Credential #80349945 Awarded on
Silvio Rocha
For Successful Completion of
Cash Equities
August 22, 2023
to
Delivery Method: QAS Self-Study
Cash Equities
August 22, 2023
Wall Street Prep
Demystifying FX Options
In accordance with the standards of the
National Registry of CPE
Sponsors, CPE Credits have
been granted based on a
50-Minute Hour.
National Registry of CPE
Sponsors ID Number:
108735
CPE Credits: 1.5 | Field of Study: Finance
Silvio Rocha
For Successful Completion of
Demystifying FX Options
Credential #80196803 Awarded on August 19, 2023 to
Demystifying FX Options
August 19, 2023
Wall Street Prep
